Category: Securities Industry Essentials (SIE) Exam

What is the Securities Industry Essentials (SIE) Exam? And how will it affect the Series 7?

What is the Securities Industry Essentials (SIE) Exam? And how will it affect the Series 7?

The big Series 7 news this year is that FINRA will be essentially splitting up the Series 7 General Securities Representative Examination into two parts starting in early 2018. FINRA will be pulling most of the general knowledge questions from various Series exams (including Series 7) and putting that material into an test to be … Continue reading What is the Securities Industry Essentials (SIE) Exam? And how will it affect the Series 7?