Securities Industry Essentials (SIE) Exam
Learn more about the FINRA Securities Industry Essentials (SIE) Exam, including study tips specific to the SIE, how to pass the SIE, and its impact on your resume.
What is the SIE Exam? SIE stands for Securities Industry Essentials, and the exam is hosted by the Financial Industry Regulatory Authority (FINRA). If you didn’t already know, securities are the official name for investment vehicles such as stocks, bonds, and mutual funds. The SIE exam will cover the basics of investing, which include [...]
The big Series 7 news this year is that FINRA will be essentially splitting up the Series 7 General Securities Representative Examination into two parts starting in early 2018. FINRA will be pulling most of the general knowledge questions from various Series exams (including Series 7) and putting that material into an test to be called [...]