Financial Advisors – The Lowdown on a Career in Wealth Management (and how to go about it)

Financial Advisors – The Lowdown on a Career in Wealth Management (and how to go about it)

Last updated December 7th, 2018.   So, you’re thinking about what to do after college - does becoming a financial advisor seems like an attractive proposition? Do you have a general interest in the stock market? Perhaps you’ve heard of financial advice as a career, but you’re not sure exactly what that involves? Read on … Continue reading Financial Advisors – The Lowdown on a Career in Wealth Management (and how to go about it)

Series 7 Top-Off Exam Deep Dive: Content Breakdown and Preparing for the Exam

Series 7 Top-Off Exam Deep Dive: Content Breakdown and Preparing for the Exam

Alright, you’ve taken the SIE (Securities Industry Essentials) Exam, but now it’s time for you to take the Series 7 Top-Off exam? Don’t worry - while this exam is a step up in difficulty, you can easily tackle it by building on what you’ve learned so far. We’ll also share some important test taking tips … Continue reading Series 7 Top-Off Exam Deep Dive: Content Breakdown and Preparing for the Exam

What is the Securities Industry Essentials (SIE) Exam? And how will it affect the Series 7?

What is the Securities Industry Essentials (SIE) Exam? And how will it affect the Series 7?

The big Series 7 news this year is that FINRA will be essentially splitting up the Series 7 General Securities Representative Examination into two parts starting in early 2018. FINRA will be pulling most of the general knowledge questions from various Series exams (including Series 7) and putting that material into an test to be … Continue reading What is the Securities Industry Essentials (SIE) Exam? And how will it affect the Series 7?